District Wins: Preschool Placement and ABA Provider Dispute for Autistic Child
A family in the Etiwanda School District disputed the district's offer of placement at a developmental preschool (CLOUDS) for their young autistic son, seeking reimbursement for a privately retained psychologist and a replacement ABA provider they hired without district approval. The ALJ ruled in favor of the district, finding that the IEP was appropriate, the placement was not predetermined, and parents were meaningfully involved in the IEP process. All of the family's requests for reimbursement and relief were denied.
What Happened
The student, a boy diagnosed with autism who was nearly five years old at the time of the hearing, lived within the Etiwanda School District and received special education services beginning at age three. For the 2006–2007 school year, the district had been providing him with a 40-hour-per-week home-based Applied Behavior Analysis (ABA) therapy program through a contracted provider called Applied Behavior Consultants, Inc. (ABC), along with speech-language therapy and occupational therapy. The student's parents enrolled him in a private preschool, Kindercare, at their own expense, and expressed dissatisfaction with ABC's services. By early 2007, the parents had unilaterally replaced ABC with a different ABA provider — the Lovaas Institute for Early Intervention (LIFE) — without notifying the district or going through the IEP process. They also privately hired a psychologist, Dr. Robin Morris, to conduct their own evaluation, and then sought reimbursement from the district for both.
The parents filed for due process, arguing that the district had predetermined placement at the CLOUDS developmental preschool program, excluded them from meaningful IEP participation, written vague and unmeasurable IEP goals, failed to provide ABA-trained staff, and denied their son the intensive treatment he needed. The district also filed for due process, seeking a ruling that its December 21, 2006 IEP offered a free appropriate public education (FAPE). Both cases were consolidated and heard together over six days in May 2007.
What the ALJ Found
The ALJ ruled entirely in the district's favor on every issue. Key findings included:
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No predetermination. The district never took a "take it or leave it" position on placement. Over multiple IEP meetings, it presented the parents with several placement options — CLOUDS, Kindercare, Head Start, and a county Special Day Class — and arranged visits to each. Portions of the December 21, 2006 IEP document were handwritten additions made during the meeting itself, further undermining the predetermination claim.
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Meaningful parental participation. The parents actively helped draft IEP goals, attended all meetings, reviewed placement options, and were invited to provide written comments on draft documents. The district accommodated parental requests, including holding an extra September 1, 2006 IEP at the parents' request and adding socialization goals in response to their concerns.
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IEP goals were appropriate and measurable. The eight goals in the September 29, 2006 IEP — covering play skills, socialization, and basic concepts — each included benchmarks and measurable criteria (e.g., "eight out of ten opportunities, as measured by observation and documentation"). The ALJ found parents' claim of confusion about goal terminology unpersuasive, noting they had participated in drafting some goals and had agreed to similar language previously.
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CLOUDS placement was appropriate. The student's primary needs were socialization and play skills — not academics, where he was actually above grade level. CLOUDS, a 50/50 inclusion preschool using play-based developmental instruction, was well suited to those needs. The student would have a "confederate" ABA-trained aide during his transition, and the teacher held training in recognized autism programs including PECS, FloorTime, and TEACCH.
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No entitlement to 40-hour ABA program or one-on-one aide. ABC itself recommended fading ABA services because the student was nearing completion of their program. The ALJ found that requiring ABA-trained classroom staff or a full-time one-on-one aide was not necessary to provide educational benefit, and that a dedicated aide could actually interfere with the student's socialization goals by fostering dependence.
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No valid IEE request. Parents did not disagree with any district-conducted educational assessment — they disagreed with a progress report from ABC, a contracted service provider. The district agreed to conduct updated assessments when parents asked, and did so. Because the threshold condition for an IEE (disagreement with a district assessment) was not met, the district owed no reimbursement for Dr. Morris's private evaluation.
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No reimbursement for LIFE services. Parents unilaterally replaced the district's contracted ABA provider (ABC) with LIFE in January 2007 without informing or consulting the district. Parents do not have the right to substitute their own service provider choice and then seek reimbursement. Since the district also offered FAPE, reimbursement was unavailable on both procedural and substantive grounds.
What Was Ordered
- All of the student's requests for relief were denied.
- The district's December 21, 2006 IEP was affirmed as offering the student a free appropriate public education.
- The district was not required to reimburse parents for the private psychologist's evaluation (Dr. Morris).
- The district was not required to reimburse parents for the cost of LIFE ABA services.
- The district prevailed on every issue presented at the hearing.
Why This Matters for Parents
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You must go through the IEP process before switching service providers. This family lost all reimbursement claims partly because they replaced the district's ABA provider on their own, without raising the issue at an IEP meeting first. If you are unhappy with a contracted provider's performance, document your concerns and request an IEP meeting to discuss a change — do not simply hire a replacement and expect the district to pay for it.
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An IEE right is triggered by disagreement with a district-conducted assessment — not with a provider's progress report. Parents here believed they were requesting an IEE, but the district had not yet completed its own assessment. Disagreeing with a contractor's session notes or progress report is different from disagreeing with a formal district educational evaluation. Make sure you understand the difference before pursuing an IEE claim.
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Your child is entitled to "some educational benefit," not the best possible program. Courts and hearing officers consistently apply this lower standard. If the district's program is reasonably calculated to provide educational benefit — even if a private alternative might produce greater gains — the district has met its legal obligation. Expert opinions favoring a different methodology will not automatically prevail.
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Districts generally have discretion over methodology, including which ABA approach to use. The ALJ reaffirmed that IDEA does not require any specific instructional method, even for children with autism. Demonstrating that another provider (like LIFE) uses a different or "better" version of ABA is not sufficient — you must show the district's chosen method cannot provide educational benefit.
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Document your participation in IEP meetings carefully. The district prevailed in part because its records showed parents actively helped draft goals, received written drafts for review, and were given choices among multiple placements. If you believe a meeting is being rushed or your input is being ignored, ask for the concerns to be noted in the IEP document and follow up in writing after the meeting.
Note: These summaries are for educational purposes only. OAH decisions are fact-specific and may not apply to your situation. Consult an advocate or attorney for advice about your case.